Tianfeng Securities (601162) Under CSRC Investigation; Affected Investors Eligible for Compensation Claims

Deep News12-12

Affected investors can register claims through the investor rights protection platform.

On November 28, 2025, Tianfeng Securities Co., Ltd. (601162) announced that it received a formal investigation notice from the China Securities Regulatory Commission (CSRC). The notice (Document No.: CSRC Investigation Notice [0052025018]) stated that the company is under investigation for suspected violations in information disclosure and illegal financing activities. The CSRC's decision is based on the Securities Law of the People's Republic of China and the Administrative Penalty Law of the People's Republic of China.

Attorney Niu Bin from Shanghai Baiyue Law Firm, who specializes in securities litigation, noted that investors who suffered losses due to the company's alleged violations are entitled to seek compensation under relevant laws and regulations.

**Provisional Claim Eligibility Criteria**: Investors who purchased Tianfeng Securities (601162) shares before November 28, 2025, and held or sold them after the market close on the same day may qualify for compensation (final eligibility will be determined by court rulings).

**Required Claim Documentation**: 1. **Transaction Records** for Tianfeng Securities (601162) shares: - Must be stamped by the securities firm’s branch. - Must cover all transactions from the first purchase date to the printing date. If shares are still held, the remaining quantity must be shown. 2. **Copy of Investor’s ID Card** (front and back). 3. **Securities Account Verification Confirmation** issued by the securities firm.

Attorney Niu Bin clarified that the preliminary claim conditions are based on the announcement and do not constitute investment advice. Final eligibility will depend on the CSRC’s investigation findings and subsequent court rulings.

(Attorney Niu Bin, with 24 years of practice, specializes in securities litigation and investor rights protection, having successfully handled hundreds of cases.)

Disclaimer: Investing carries risk. This is not financial advice. The above content should not be regarded as an offer, recommendation, or solicitation on acquiring or disposing of any financial products, any associated discussions, comments, or posts by author or other users should not be considered as such either. It is solely for general information purpose only, which does not consider your own investment objectives, financial situations or needs. TTM assumes no responsibility or warranty for the accuracy and completeness of the information, investors should do their own research and may seek professional advice before investing.

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