Lufax Reports Stable Share Count for June 2026; 421.08 Million Shares Remain Under Convertible Notes

Bulletin Express07-06 19:07

Lufax Holding Ltd (Lufax, 06623) has filed its Monthly Return for the period ended 30 June 2026, showing no changes to either its authorised or issued share capital during the month.

Authorised and Issued Capital • Authorised share capital stayed at 10.00 billion ordinary shares with a par value of USD 0.00001 each, equivalent to USD 0.10 million. • Issued shares (excluding treasury shares) were unchanged at 1.73 billion. The company continued to hold no treasury shares, keeping total issued shares at 1.73 billion.

Public Float • Lufax confirmed compliance with the Hong Kong Main Board’s minimum 25% public-float threshold as at 30 June 2026. • A total of 56.30 million shares related to repurchased ADSs and share-plan reserves remain excluded from the public-float calculation under a previously granted exchange waiver.

Equity Incentive Schemes • 7.24 million options remain outstanding under the 2014 Share Incentive Plan; no exercises occurred in June and the plan expired in December 2024. • Under the 2019 Performance Share Unit (PSU) Plan, 12.71 million shares (equivalent to 6.36 million ADSs) are still available for future grants. • As of 30 June 2026, 187,155 shares may be issued pursuant to already-granted PSUs; no new PSU-related shares were issued during the month.

Convertible Instruments • Ping An Convertible Promissory Notes outstanding total USD 976.90 million, convertible at USD 2.32 per share into up to 421.08 million ordinary shares. No conversions were recorded in June.

Liquidity and Capital Position With the share count steady and no treasury-share movements, Lufax maintains its existing capital structure while retaining significant potential dilution capacity through outstanding options, PSUs and convertible notes. The company’s filing confirms adherence to all Hong Kong Listing Rules and regulatory requirements for the month under review.

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