Lufax Restores Full NYSE Compliance After Completing Outstanding SEC Filings

Bulletin Express05-07

Lufax Holding Ltd (LU) has regained full compliance with the New York Stock Exchange’s continued-listing standards after bringing all U.S. Securities and Exchange Commission (SEC) filings up to date.

An NYSE letter dated 30 April 2026 confirmed that Lufax is now current with its periodic reports and meets Section 802.01E of the NYSE Listed Company Manual. Consequently, the exchange will remove the company from its late-filers list and delete the associated compliance indicator from trading systems.

The backlog was cleared when Lufax filed its delayed annual report on Form 20-F for the year ended 31 December 2024 on 17 February 2026, within the NYSE-granted extension period that ran through 30 April 2026. The company also submitted a Form 6-K containing semi-annual financial information for the six months ended 30 June 2025 on 30 April 2026, bringing all required disclosures current.

Lufax attributed the initial delay to a change of external auditors, appointing Ernst & Young and Ernst & Young Hua Ming LLP in 2025. The NYSE had previously allowed additional time for the transition.

The announcement was authorized by the board of directors and signed by Chairman Dicky Peter Yip on 7 May 2026.

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