Guotai Haitong Securities Co., Ltd. (GTHT, 02611) disclosed that its Hong Kong-listed subsidiary, Guotai Junan International Holdings Limited (01788), is under joint investigation by the Securities and Futures Commission (SFC) and the Independent Commission Against Corruption of Hong Kong (ICAC).
According to the voluntary announcement dated 12 March 2026, the SFC and ICAC executed search warrants at Guotai Junan International’s place of business on 10 March 2026, seizing documents; one employee was taken away by the ICAC to assist with the inquiry.
GTHT emphasized that all group operations remain compliant and orderly. Management expects no material impact on the parent company’s business or day-to-day activities.
Shareholders and prospective investors are advised to exercise caution when dealing in GTHT securities. Further details are available in Guotai Junan International’s inside information announcement released on 12 March 2026 via the Hong Kong Stock Exchange website.
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