LUFAX Keeps Share Base Unchanged in August; USD 976.90 Million Convertibles Remain Outstanding

Lufax Holding Ltd (LUFAX) reported no change in its equity structure for the month ended 31 August 2026.

Authorised and Issued Capital • Authorised share capital stayed at 10.00 billion ordinary shares with a par value of USD 0.00001 each, equivalent to USD 0.10 million in authorised capital. • Issued shares (excluding treasury shares) remained at 1.73 billion, while no treasury shares were held.

Public Float • The company confirmed compliance with Hong Kong’s minimum 25 % public-float requirement. • A total of 56.30 million shares underlying previously repurchased ADSs and shares reserved for future ADS issuance continue to be excluded from the public-float calculation under an exchange waiver.

Employee Equity Plans • Under the 2014 Share Incentive Plan, 3.30 million options were outstanding at month-end after 3.93 million lapsed during August. • The 2014 plan has expired, but 12.99 million shares remain available for future grants under the 2019 Performance Share Unit Plan.

Convertible Instruments • Ping An Convertible Promissory Notes, valued at USD 976.90 million and convertible at USD 2.32 per share, were unchanged. They could be converted into up to 421.08 million new ordinary shares.

Other Equity Movements • No new shares were issued, no shares were repurchased or cancelled, and no treasury shares were transferred during the period.

Governance Confirmation • The board affirmed that all equity-related activities complied with Hong Kong listing rules and regulatory requirements.