Investors affected by the recent developments involving Tianfeng Securities Co., Ltd. (601162) can register their claims on the investor rights protection platform.
On the evening of November 28, 2025, Tianfeng Securities announced that it had received a notice of investigation from the China Securities Regulatory Commission (CSRC). The notice (No. 0052025018) stated that the company is under investigation for suspected violations of information disclosure regulations and illegal financing activities, in accordance with the Securities Law and the Administrative Penalty Law of China.
Tianfeng Securities stated in its announcement that its business operations remain normal and that it will fully cooperate with the CSRC's investigation while adhering to regulatory disclosure requirements.
**Recent Financial Performance and Market Impact:** - **Financial Results:** The company reported revenue of RMB 2.112 billion for the first three quarters of 2025, a 57.53% year-on-year increase. Net profit attributable to shareholders reached RMB 153 million, marking a turnaround from losses in the same period last year. - **Stock Performance:** Following the announcement, Tianfeng Securities' stock price dropped sharply. On December 1, 2025, shares opened nearly 9% lower and closed at RMB 4.46 per share, down 7.66% for the day.
**Investor Compensation Claims:** Attorney Niu Bin of Shanghai Baiyue Law Firm indicated that investors who purchased Tianfeng Securities shares between its listing date and November 28, 2025, and still held them at the market close on that date may be eligible for compensation. Final eligibility will be determined by court rulings.
**Required Documentation for Claims:** 1. **Trading Records:** Original transaction statements for Tianfeng Securities (601162), stamped by the brokerage, showing all purchases and current holdings (if applicable). 2. **ID Proof:** Copy of the investor's ID card (front and back). 3. **Account Verification:** Confirmation of securities account opening from the brokerage.
Attorney Niu Bin emphasized that the preliminary claim criteria are based on publicly available information. Under the 2022 Supreme Court judicial interpretation, investors no longer need to wait for administrative penalties before filing lawsuits. However, final claim conditions may adjust based on further CSRC findings and court decisions.
(Note: This article reflects the professional opinion of Attorney Niu Bin and does not represent any institutional stance. Attorney Niu Bin, with 24 years of practice, specializes in securities litigation, financial rights protection, and investment disputes, having handled hundreds of investor compensation cases.)
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