Movement Alert|Futu Holdings Declines 5.33% in Regular Trading, Continued Sell-Off Amid Ongoing CSRC Regulatory Fallout

Market Focus06-03

On June 3, Futu Holdings fell 5.33% in regular trading, trading at $97.55/share, with trading volume of $98.09 million. The stock continues to face selling pressure in the wake of the China Securities Regulatory Commission's (CSRC) landmark enforcement action against cross-border internet brokerages.

The CSRC, along with eight other government departments, issued a comprehensive rectification plan targeting illegal cross-border securities operations. Futu was hit with approximately RMB 18.5 billion in penalties, including RMB 4.7 billion in disgorgement of illegal gains and RMB 13.8 billion in fines. The company's founder and CEO Li Hua also faces a personal fine of RMB 1.25 million. Futu disclosed that mainland China clients account for approximately 13% of funded accounts, 17% of total client assets, and 20% of total revenue — all of which face a two-year rectification period restricting onshore funding and new purchases.

Despite Q1 revenue growing 25% year-over-year to HK$5.86 billion, net income plunged over 61% after fully provisioning for the regulatory penalty. Excluding the one-time charge, adjusted net profit rose 35.8%.

(The above content is based on publicly available market information, generated by a program or algorithm, and is intended solely as a stock movement alert. It does not constitute investment advice or a basis for trading decisions.)

Disclaimer: Investing carries risk. This is not financial advice. The above content should not be regarded as an offer, recommendation, or solicitation on acquiring or disposing of any financial products, any associated discussions, comments, or posts by author or other users should not be considered as such either. It is solely for general information purpose only, which does not consider your own investment objectives, financial situations or needs. TTM assumes no responsibility or warranty for the accuracy and completeness of the information, investors should do their own research and may seek professional advice before investing.

Comments

We need your insight to fill this gap
Leave a comment