Tianfeng Securities Co., Ltd. (Stock Code: 601162) announced on the evening of November 28, 2025, that it had received a "Notice of Investigation" from the China Securities Regulatory Commission (CSRC). According to the notice, the company is under investigation for suspected violations in information disclosure and illegal provision of financing, based on the Securities Law of the People's Republic of China and the Administrative Penalty Law of the People's Republic of China, among other regulations.
Tianfeng Securities stated in the announcement that its current production and operations remain normal, and the company will actively cooperate with the investigation while fulfilling its information disclosure obligations.
Legal experts suggest that affected investors may be eligible for compensation claims. The preliminary claim conditions are as follows: investors who purchased Tianfeng Securities (601162) shares before November 28, 2025 (the announcement date of the investigation) and sold or continued to hold the shares after November 29, 2025, suffering losses, may qualify for compensation.
Required claim materials include: 1. Original transaction records of Tianfeng Securities (601162) shares, stamped by the securities firm's branch office, covering all transactions from the first purchase to the printing date, with remaining holdings shown if applicable. 2. Copies of the investor's ID card (front and back). 3. A securities account inquiry document issued by the securities firm's branch office.
The claim conditions are subject to adjustment based on the CSRC's investigation findings, with the final determination to be made by the court. The preliminary conditions are for reference only and do not constitute any investment advice or recommendations for securities trading.
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