Victory Securities clarifies absence of SEC and MAS probes, rebuts audit-risk allegations

Bulletin Express04-28

Victory Securities (Holdings) Company Limited stated that neither the Group nor its major subsidiary, Victory Securities Company Limited, has received any investigation notice, letter or enforcement document from the U.S. Securities and Exchange Commission or the Monetary Authority of Singapore.

Management emphasised that references circulating in an anonymous email and on social-media posts—claiming the broker is “formally under investigation” and faces significant audit or going-concern risks—are “fabricated and completely baseless”.

The Hong Kong–licensed broker, holding Type 1, 2, 4 and 9 permits from the Securities and Futures Commission, highlighted that its regular interactions with regulators form part of routine supervision and do not imply adverse findings. Its financial statements are prepared under Hong Kong Financial Reporting Standards, and external auditors are appointed with consideration to independence and professional qualifications.

Victory Securities is pursuing legal advice and reserves the right to take action against parties disseminating the allegations. The Board urged investors and partners to rely solely on official disclosures via HKEXnews or the company’s website.

Shareholders and potential investors were reminded to exercise caution when trading the company’s securities. The clarification was approved by Chairperson Kou Kuen and the Board on 28 April 2026.

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