Investors affected by Tianfeng Securities' alleged violations may register claims through the appropriate channels.
On the evening of November 28, 2025, Tianfeng Securities (Stock Code: 601162) announced that it had received a "Notice of Investigation" from the China Securities Regulatory Commission (CSRC). The notice (Document No.: CSRC Investigation [0052025018]) stated that the company is under investigation for suspected violations in information disclosure and illegal financing activities, in accordance with the Securities Law of the People's Republic of China and the Administrative Penalty Law.
Attorney Niu Bin of Shanghai Baiyue Law Firm noted that investors who purchased Tianfeng Securities shares between its listing date and November 28, 2025, and held them as of the market close on November 28, 2025, may be eligible for compensation if they incurred losses.
**Required Claim Materials:** 1. Original transaction records of Tianfeng Securities (601162) shares, stamped by the securities firm’s branch office, showing all trades from the first purchase to the printing date (including current holdings if applicable). 2. A copy of the investor’s ID card (front and back). 3. A securities account inquiry document issued by the securities firm’s branch.
Attorney Niu Bin clarified that the preliminary claim conditions are for reference only and do not constitute investment advice. Final eligibility will depend on the CSRC’s findings and court rulings.
(Note: This information is provided by Attorney Niu Bin of Shanghai Baiyue Law Firm, who specializes in securities litigation, financial rights protection, and investment disputes, with over 24 years of legal practice and extensive experience in investor compensation cases.)
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