美国在线券商Robinhood因监管失误被美国金融业监管局(FINRA)责令罚款约7000万美元。
美国金融业监管局：Robinhood向用户传达了虚假的误导性信息，没有合理地监督经纪商和交易商相关的技术。对此，Robinhood既不承认也不否认指控；对Robinhood的罚款是金融业监管局发出过的最大规模金融处罚。
同时，美国金融业监管局启动了一项3000万美元的计划，用以教育新手散户投资者。
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