Guotai Haitong Securities Co., Ltd. (abbreviated as GTHT) filed its Monthly Return for Equity Issuer for the period ended 31 March 2026, reporting no changes in either authorised/registered or issued share capital during the month.
Total Share Capital • The company’s issued share capital remained at RMB 17.63 billion, split between 3.51 billion H shares and 14.12 billion A shares, each with a par value of RMB 1. • No shares were issued, cancelled, or converted in March.
Issued Shares and Treasury Position • H shares: 3.51 billion issued shares, zero treasury shares. • A shares: 14.01 billion issued shares and 115.30 million shares held in treasury, leaving total A shares unchanged at 14.12 billion. • There were no movements under share option schemes, warrants, convertibles, or other share-issuance agreements.
Public Float Compliance GTHT confirmed compliance with the Hong Kong Stock Exchange’s minimum public float requirement—set at 5% of issued H shares for PRC issuers with other listed shares—as at 31 March 2026.
Corporate Governance The monthly return was signed by Director and Joint Company Secretary Nie Xiaogang and submitted to Hong Kong Exchanges and Clearing Limited on 2 April 2026, fulfilling the company’s ongoing disclosure obligations.
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