Press Release: PhenixFIN Corporation Announces Fiscal Year and Fourth Quarter 2025 Financial Results

Dow Jones12-12

NEW YORK, Dec. 12, 2025 (GLOBE NEWSWIRE) -- PhenixFIN Corporation (NASDAQ: PFX, PFXNZ) (the "Company"), a publicly traded business development company, today announced its financial results for the fiscal year and the fourth fiscal quarter of 2025.

Highlights

   -- Fourth quarter total investment income of $6.9 million; net investment 
      income of $1.4 million 
 
   -- Net asset value $(NAV)$ of $160.8 million, or $80.24 per share as of 
      September 30, 2025, vs. $79.37 per share as of September 30, 2024 
 
   -- Weighted average yield was 12.8% on debt and other income producing 
      investments as of the fiscal year end 

David Lorber, Chief Executive Officer of the Company, stated:

"Throughout fiscal year 2025, we remained focused on executing our strategy to grow NAV per share and enhance shareholder value. We continued our share repurchase program throughout the year, and in February we paid a special dividend of $1.43 per share. As always, we actively monitor our portfolio and assess potential impacts from economic and market developments. During the quarter, upon First Brands Group's delayed refinancing of the First Lien Term Loan, we quickly sold our entire position at nearly par (95.5), a demonstration of our nimbleness in seeking to protect capital when our investment outlook changes. We look forward to delivering continued value for shareholders in 2026 and beyond."

Selected Fourth Quarter 2025 Financial Results for the Quarter Ended September 30, 2025:

Total investment income was $6.9 million of which $6.7 million was attributable to portfolio interest and dividend income and $0.2 million was attributable to fee and other income.

Total net expenses were $5.5 million and total net investment income was $1.4 million.

The Company recorded a net realized loss of $0.04 million and net unrealized gain of $2.2 million.

Portfolio and Investment Activities for the Quarter Ended September 30, 2025:

The fair value of the Company's investment portfolio totaled $302.3 million and consisted of 36 portfolio companies.

The Company had 1 portfolio company investment on non-accrual status with a fair market value of $0.0 million.

Liquidity and Capital Resources

At September 30, 2025, the Company had $7.3 million in cash and cash equivalents, $59.2 million in aggregate principal amount of its 5.25% unsecured notes due 2028 and $90.0 million outstanding under the Credit Facility.

ABOUT PHENIXFIN CORPORATION

PhenixFIN Corporation is a non-diversified, internally managed closed-end management investment company incorporated in Delaware that has elected to be regulated as a business development company under the Investment Company Act of 1940, as amended. We completed our initial public offering and commenced operations on January 20, 2011. The Company has elected, and intends to qualify annually, to be treated, for U.S. federal income tax purposes, as a regulated investment company under Subchapter M of the Internal Revenue Code of 1986, as amended. Effective January 1, 2021, the Company operates under an internalized management structure.

SAFE HARBOR STATEMENT AND OTHER DISCLOSURES

This press release contains "forward-looking" statements. Such forward-looking statements reflect current views with respect to future events and financial performance, and the Company may make related oral forward-looking statements on or following the date hereof. These forward-looking statements are subject to the inherent uncertainties in predicting future results and conditions. Certain factors could cause actual results and conditions to differ materially from those projected in these forward-looking statements, including among other things, PhenixFIN's ability to deliver value to shareholders, increase investment activity, increase net investment income, implement its investment strategy and achieve its investment objective, source and capitalize on investment opportunities, grow its net asset value and perform well in the prevailing market environment, the ability of our portfolio companies to perform well and generate income and other factors that are enumerated in the Company's periodic filings with the Securities and Exchange Commission. PhenixFIN Corporation disclaims and does not undertake any obligation to update or revise any forward-looking statement in this press release.

Past performance is not a guarantee of future results. The press release contains unaudited financial results. For ease of review, we have excluded the word "approximately" when rounding the results. This press release is for informational purposes only and is not an offer to purchase or a solicitation of an offer to sell shares of PhenixFIN Corporation's common stock. There can be no assurance that PhenixFIN Corporation will achieve its investment objective.

For PhenixFIN investor relations, please call 212-859-0390. For media inquiries, please contact info@phenixfc.com.

 
                       PHENIXFIN CORPORATION 
         Consolidated Statements of Assets and Liabilities 
 
                                    September 30,   September 30, 
                                         2025            2024 
                                    -------------   ------------- 
Assets: 
Investments at fair value 
     Non-controlled, 
      non-affiliated investments 
      (amortized cost of 
      $139,342,491 and 
      $143,179,354 respectively)    $ 145,280,169   $ 142,233,426 
     Affiliated investments 
      (amortized cost of 
      $35,390,223 and $20,564,242, 
      respectively)                    35,381,405      14,750,785 
     Controlled investments 
      (amortized cost of 
      $149,656,451 and 
      $97,016,429, respectively)      121,610,914      70,931,647 
                                     ------------    ------------ 
  Total Investments at fair value     302,272,488     227,915,858 
  Cash and cash equivalents             7,289,371      67,571,559 
  Receivables: 
     Interest receivable                1,203,404       1,313,598 
     Other receivable                      44,971          65,838 
     Dividends receivable                  42,950          23,468 
  Other assets                          2,746,775       1,066,323 
  Deferred tax asset, net               1,234,847         887,099 
  Deferred financing costs              1,384,767         760,680 
  Due from Affiliate                      572,331          90,500 
  Prepaid share repurchase                 96,342         101,115 
  Receivable for investments sold          21,549       2,955,775 
                                     ------------    ------------ 
     Total Assets                   $ 316,909,795   $ 302,751,813 
                                     ============    ============ 
 
  Liabilities: 
  Credit facility and notes 
   payable (net of debt issuance 
   costs of $1,141,393 and 
   $1,510,815, respectively)        $ 148,011,724   $ 135,723,636 
  Accounts payable and accrued 
   expenses                             4,226,889       5,570,150 
  Other liabilities                     2,439,405         294,063 
  Interest and fees payable             1,187,574         768,043 
  Taxes payable                           137,538               - 
  Due to Affiliate                        132,365          88,148 
                                     ------------    ------------ 
     Total Liabilities                156,135,495     142,444,040 
 
  Commitments and Contingencies 
  (see Note 8) 
 
  Net Assets: 
     Common Shares, $0.001 par 
      value; 5,000,000 shares 
      authorized; 2,723,709 shares 
      issued; 2,003,769 and 
      2,019,778 common shares 
      outstanding, respectively             2,004           2,020 
  Capital in excess of par value      704,640,648     704,909,588 
  Total distributable earnings 
   (loss)                            (543,868,352)   (544,603,835) 
                                     ------------    ------------ 
     Total Net Assets                 160,774,300     160,307,773 
                                     ------------    ------------ 
     Total Liabilities and Net 
      Assets                        $ 316,909,795   $ 302,751,813 
                                     ============    ============ 
 
     Net Asset Value Per Common 
      Share                         $       80.24   $       79.37 
 
 
 
                      PHENIXFIN CORPORATION 
              Consolidated Statements of Operations 
 
                         For the Year Ended September 30, 
                     ----------------------------------------- 
                         2025          2024           2023 
                     ------------   -----------   ------------ 
Interest Income: 
Interest from 
investments 
  Non-controlled, 
  non-affiliated 
  investments: 
     Cash            $ 12,190,186   $10,231,111   $  8,031,539 
     Payment 
      in-kind           1,355,918       938,879        506,555 
  Affiliated 
  investments: 
     Cash                 614,409       742,881      1,925,293 
     Payment 
      in-kind                   -             -        460,856 
  Controlled 
  investments: 
     Cash               2,452,227     2,121,713        667,312 
     Payment 
      in-kind                   -       268,831        557,981 
                      -----------    ----------    ----------- 
Total interest 
 income                16,612,740    14,303,415     12,149,536 
Dividend income 
  Non-controlled, 
   non-affiliated 
   investments          2,183,106     2,691,393      3,139,592 
  Affiliated 
   investments            254,231       199,388              - 
  Controlled 
   investments          5,024,928     3,972,352      3,716,676 
                      -----------    ----------    ----------- 
Total dividend 
 income                 7,462,265     6,863,133      6,856,268 
Interest from cash 
 and cash 
 equivalents              194,954       500,079        400,031 
Fee income (see 
 Note 9)                  992,363       514,949        324,290 
Other income                    -            22        402,138 
                      -----------    ----------    ----------- 
Total Investment 
 Income                25,262,322    22,181,598     20,132,263 
 
Expenses: 
  Interest and 
   financing 
   expenses            10,278,961     6,609,473      5,531,833 
  Salaries and 
   benefits             5,067,324     6,850,792      4,186,852 
  Professional 
   fees, net            1,977,541     1,462,766      1,404,676 
  General and 
   administrative 
   expenses             1,239,221     1,093,922        983,274 
  Directors fees          816,000       750,000        728,833 
  Administrator 
   expenses (see 
   Note 6)                404,941       301,931        320,310 
  Insurance 
   expenses               338,013       378,854        466,319 
                      -----------    ----------    ----------- 
Total expenses         20,122,001    17,447,738     13,622,097 
                      -----------    ----------    ----------- 
Net Investment 
 Income                 5,140,321     4,733,860      6,510,166 
 
Realized and 
unrealized gains 
(losses) on 
investments 
Net realized gains 
(losses): 
  Non-controlled, 
   non-affiliated 
   investments         (1,618,869)      740,924    (10,538,228) 
  Affiliated 
   investments        (10,316,867)   (1,991,456)    (1,018,267) 
  Controlled 
   investments             13,230     8,542,831         23,456 
                      -----------    ----------    ----------- 
Total net realized 
 gains (losses)       (11,922,506)    7,292,299    (11,533,039) 
Net change in 
unrealized gains 
(losses): 
  Non-controlled, 
   non-affiliated 
   investments          6,883,606     7,862,162     15,954,552 
  Affiliated 
   investments          5,804,639     5,130,836      7,327,399 
  Controlled 
   investments         (1,960,755)   (7,287,134)     8,659,262 
                      -----------    ----------    ----------- 
Total net change in 
 unrealized gains 
 (losses)              10,727,490     5,705,864     31,941,213 
Deferred tax 
 benefit (expense)        210,210       887,099              - 
                      -----------    ----------    ----------- 
Total realized and 
 unrealized gains 
 (losses)                (984,806)   13,885,262     20,408,174 
                      -----------    ----------    ----------- 
 
Net Increase 
 (Decrease) in Net 
 Assets Resulting 
 from Operations     $  4,155,515   $18,619,122   $ 26,918,340 
                      ===========    ==========    =========== 
 
Weighted average 
 basic and diluted 
 earnings per 
 common share        $       2.06   $      9.13   $      12.87 
Weighted average 
 common shares 
 outstanding - 
 basic and diluted 
 (see Note 11)          2,015,157     2,040,253      2,092,326 
 

(END) Dow Jones Newswires

December 12, 2025 06:05 ET (11:05 GMT)

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