Press Release: LPL Financial Reports Monthly Activity for November 2025

Dow Jones12-17

SAN DIEGO, Dec. 16, 2025 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (Nasdaq: LPLA) (the "Company") today released its monthly activity report for November 2025.

Total advisory and brokerage assets at the end of November were $2.36 trillion, an increase of $12.5 billion, or 0.5%, compared to the end of October 2025.

Total organic net new assets for November were $6.7 billion, translating to a 3.4% annualized growth rate. This included $0.1 billion of assets from First Horizon Bank that onboarded in November, and $0.3 billion of assets that off-boarded as part of the previously disclosed planned separation from misaligned large OSJs. Prior to these impacts, organic net new assets were $6.8 billion, translating to a 3.5% annualized growth rate.

Total client cash balances at the end of November were $54.6 billion, a decrease of $0.3 billion compared to the end of October 2025. In November, $1.6 billion of sweep money market funds were converted to purchased money market funds. Prior to this impact, client cash balances increased by $1.3 billion. Net buying in November was $12.9 billion.

 
(End of period $ in 
billions, unless 
noted)                  November  October    Change    November     Change 
---------------------- 
                         2025      2025        M/M       2024          Y/Y 
----------------------  -------   -------   ---------  --------  --------- 
Advisory and Brokerage 
Assets 
---------------------- 
Advisory assets         1,385.9   1,374.4     0.8%        973.8   42.3% 
Brokerage assets          977.6     976.8     0.1%        785.6   24.4% 
                        -------   -------   -----      --------  ----- 
Total Advisory and 
 Brokerage Assets       2,363.6   2,351.1     0.5%      1,759.3   34.3% 
                        -------   -------   -----      --------  ----- 
 
Organic Net New Assets 
---------------------- 
Organic net new 
 advisory assets            8.3       9.2         n/m      27.9        n/m 
Organic net new 
 brokerage assets          (1.7)     (2.0)        n/m       6.3        n/m 
                        -------   -------   ---------  --------  --------- 
Total Organic Net New 
 Assets                     6.7       7.3         n/m      34.2        n/m 
                        -------   -------   ---------  --------  --------- 
 
Acquired Net New 
Assets 
---------------------- 
Acquired net new 
 advisory assets            0.0       0.0         n/m       0.5        n/m 
Acquired net new 
 brokerage assets           0.0       0.0         n/m       0.3        n/m 
                        -------   -------   ---------  --------  --------- 
Total Acquired Net New 
 Assets                     0.0       0.0         n/m       0.8        n/m 
                        -------   -------   ---------  --------  --------- 
 
Total Net New Assets 
---------------------- 
Net new advisory 
 assets                     8.3       9.2         n/m      28.4        n/m 
Net new brokerage 
 assets                    (1.7)     (2.0)        n/m       6.6        n/m 
                        -------   -------   ---------  --------  --------- 
Total Net New Assets        6.7       7.3         n/m      35.0        n/m 
                        -------   -------   ---------  --------  --------- 
 
Net brokerage to 
 advisory conversions       1.8       2.3         n/m       1.7        n/m 
 
Client Cash Balances 
---------------------- 
Insured cash account 
 sweep                     36.9      36.4     1.4%         34.8    6.0% 
Deposit cash account 
 sweep                     13.6      12.8     6.3%          9.9   37.4% 
                        -------   -------   -----      --------  ----- 
   Total Bank Sweep        50.5      49.2     2.6%         44.7   13.0% 
Money market sweep          2.4       4.1   (41.5%)         4.3  (44.2%) 
                        -------   -------   -----      --------  ----- 
   Total Client Cash 
    Sweep Held by 
    Third Parties          53.0      53.2    (0.4%)        49.0    8.2% 
                        -------   -------   -----      --------  ----- 
Client cash account         1.6       1.6      --%          1.5    6.7% 
                        -------   -------   -----      --------  ----- 
Total Client Cash 
 Balances                  54.6      54.9    (0.5%)        50.5    8.1% 
Net buy (sell) 
 activity                  12.9      14.3         n/m      12.4        n/m 
 
Market Drivers 
---------------------- 
S&P 500 Index (end of 
 period)                  6,849     6,840     0.1%        6,032   13.5% 
Russell 2000 Index 
 (end of period)          2,500     2,479     0.9%        2,435    2.7% 
Fed Funds daily 
 effective rate 
 (average bps)              388       408    (4.9%)         465  (16.6%) 
 
 

For additional information regarding these and other Company business metrics, please refer to the Company's most recent earnings announcement, which is available in the quarterly results section of investor.lpl.com.

Contacts

Investor Relations

investor.relations@lplfinancial.com

Media Relations

media.relations@lplfinancial.com

About LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit www.lpl.com.

Securities and advisory services offered through LPL Financial LLC ("LPL Financial") and LPL Enterprise, LLC ("LPL Enterprise"), both registered investment advisers and broker-dealers. Members FINRA/SIPC.

Throughout this communication, the terms "financial advisors" and "advisors" are used to refer to registered representatives and/or investment advisor representatives affiliated with LPL Financial or LPL Enterprise.

We routinely disclose information that may be important to shareholders in the "Investor Relations" or "Press Releases" section of our website.

(END) Dow Jones Newswires

December 16, 2025 16:05 ET (21:05 GMT)

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