FINRA panel awards BTIG USD 1.8 million in StoneX dispute

Reuters03-14

FINRA panel awards BTIG USD 1.8 million in StoneX dispute

BTIG filed a civil complaint in November 2023 against StoneX and its unit StoneX Financial in San Francisco Superior Court, seeking monetary damages and injunctive relief related to the hiring of former BTIG employees. The case was later transferred to FINRA arbitration. On March 12, 2026, a FINRA arbitration panel awarded StoneX Financial 1 million in compensatory damages from BTIG and found StoneX and StoneX Financial jointly liable to BTIG for 2.9 million. After offset, the panel determined StoneX and StoneX Financial must pay BTIG about 1.8 million. The panel also denied BTIG’s requests for punitive damages, injunctive relief, attorney’s fees and sanctions.

Disclaimer: This news brief was created by Public Technologies (PUBT) using generative artificial intelligence. While PUBT strives to provide accurate and timely information, this AI-generated content is for informational purposes only and should not be interpreted as financial, investment, or legal advice. StoneX Group Inc. published the original content used to generate this news brief via EDGAR, the Electronic Data Gathering, Analysis, and Retrieval system operated by the U.S. Securities and Exchange Commission (Ref. ID: 0000913760-26-000023), on March 13, 2026, and is solely responsible for the information contained therein.

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On March 12, 2026, a FINRA arbitration panel awarded StoneX Financial 1 million in compensatory damages from BTIG and found StoneX and StoneX Financial jointly liable to BTIG for 2.9 million. After offset, the panel determined StoneX and StoneX Financial must pay BTIG about 1.8 million. The panel also denied BTIG’s requests for punitive damages, injunctive relief, attorney’s fees and sanctions.\n      \n\n\nDisclaimer: This news brief was created by Public Technologies (PUBT) using generative artificial intelligence. While PUBT strives to provide accurate and timely information, this AI-generated content is for informational purposes only and should not be interpreted as financial, investment, or legal advice. StoneX Group Inc. published the original content used to generate this news brief via EDGAR, the Electronic Data Gathering, Analysis, and Retrieval system operated by the U.S. Securities and Exchange Commission (Ref. 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