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员工利用漏洞偷窥大户操作:趋同交易2.3亿获利308万

证券时报2021-04-24

证监会网站近日的一则罚单,披露了有券商员工作为证券从业人员,不但违法持有、买卖股票,还利用漏洞获取特定客户交易信息,进而跟踪操作获利的情况。 最终上述当事人被证监会开出罚单,罚没款合计逾1200万元,并被采取3年证券市场禁入措施。 证券从业人员私下获取特定客户交易信息 跟踪操作 被处罚的当事人黄建雄为证券从业人员,长期在国金证券工作。 证监会开出的行政处罚决定书显示,黄建雄2009年6月到国金证券...

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Comment17

  • hhyw
    ·2021-04-25
    你買我買,你賣我賣???
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  • 雁翔云天
    ·2021-04-25
    高手
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    • hhyw
      跟着高手好世界
      2021-04-25
      Reply
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  • 期权小白sg
    ·2021-04-25
    厲害
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  • 我都想去應聘券商,觀察一下客戶的賬戶,跟着操作
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  • Linda2240
    ·2021-04-24
    警惕[微笑] 
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  • hangyuliang
    ·2021-04-24
    隱私隱患[微笑] 
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    View more 2 comments
  • yuliang559
    ·2021-04-24
    值得警惕[微笑] 
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  • 杨胜胜
    ·2021-04-24
    ??
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  • tan830928
    ·2021-04-24
    Reply
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  • 一路向北666
    ·2021-04-24
    [微笑] 
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  • 一路向北666
    ·2021-04-24
    [傲嬌] 
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  • 宙斯
    ·2021-04-24
    證監會怎麼變成法院了
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  • Mybedear
    ·2021-04-24
    Good
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  • kenp
    ·2021-04-24
    Good 
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  • 薇笑达人
    ·2021-04-24
    [驚嚇] [驚嚇] [驚嚇] [驚嚇] 
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  • __小曦曦
    ·2021-04-24
    [捂臉] 
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  • 西瓜粑粑
    ·2021-04-24
    308/23000=0.01339130435獲利1.339%?還不如直接買納指etf。
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